RK Capital Management, LLC (“RK Capital”) recognizes the importance of protecting the privacy of its current and prospective investors and has policies in place to maintain the confidentiality and security of current and prospective investors’ information.
RK Capital will obtain non-public personal information about each current and prospective investor in connection with providing investment management services. This information may include any or all of the following: the current or prospective investor’s name, address, email address, social security number or tax identification number, bank or brokerage account numbers, financial situation, subscription commitments, redemptions, transaction history and other personal information. None of such information is disclosed with respect to prospective, current or former investors except as necessary in the course of processing subscriptions and redemptions and otherwise administering investments managed by RK Capital, and then only subject to customary undertakings of confidentiality, or as required by law or national security concerns. Access to such information is restricted to persons who need to know that information to provide services to the current or prospective investor.
RK Capital maintains physical, electronic and procedural controls to safeguard such information. These controls are reasonably designed to: (i) ensure the security and confidentiality of investor records and information; (ii) protect against any anticipated threats or hazards to the security or integrity of investor records and information; and (iii) protect against unauthorized access to or use of investor records or information that could result in substantial harm or inconvenience to the investor.